Strait & Sound Wealth Management Llc
- Regulatory AUM
- $334M
- Discretionary
- $334M
- Clients
- 243
- Avg AUM / client
- $1.4M
- Accounts
- 698
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 213 | $192M | 57.5% |
| High net worth individuals | 30 | $142M | 42.5% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lee, Melanie, Minh | Member | Sep 2016 (10y) | ≈ 25% – 56.25% via Hamilton Advisors Llc | |
| Todd Alan Sixt | Member | Sep 2016 (10y) | ≈ 25% – 56.25% via Hamilton Advisors Llc | |
| Cory Brett Baer | Chief Business Development Officer | Feb 2020 (7y) | ≈ 18.75% – 50% via Three Baer's Holding Llc | |
| Daniel Allen Barnes | Chief Investment Officer | CFA | Sep 2020 (6y) | ≈ 7.5% – 25% via Uncommon Counsel Llc |
| Gilbert Kenneth Wiseman | Registered representative | Jul 2021 (5y) | ||
| Daniel Wu | Registered representative | May 2022 (4y) | ||
| Li Ping Guay | Registered representative | Aug 2022 (4y) | ||
| Mitchell Harold Freedman | Registered representative | Jun 2023 (3y) | ||
| William J Romig | Registered representative | CFA | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hamilton Advisors Llc | Member | Oct 2020 | A | 50% – 75% |
| Three Baer's Holding Llc | Member | Jan 2021 | A | 25% – 50% |
| Uncommon Counsel Llc | Member | Mar 2021 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lee, Melanie, Minh: 50% – 75% of Hamilton Advisors Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Todd Alan Sixt: 50% – 75% of Hamilton Advisors Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Cory Brett Baer: 75% – 100% of Three Baer's Holding Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Daniel Allen Barnes: 75% – 100% of Uncommon Counsel Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $242M (73% of AUM) Mar 2026
- Pershing $91.7M (27% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗