SG
Shalom Global Capital Group Llc
State-registered
Endowment & Foundation Advisor · Boutique (under $100M)
CRD 309315
· SEC file 801-118929
· San Jose, CA
☆ Save with Pro
ADV data as of Feb 23, 2026
- Regulatory AUM
- $35.0M
- Discretionary
- $35.0M
- Clients
- 6
- Avg AUM / client
- $5.8M
- Accounts
- 45
- Employees
- 1
AUM over time
$0
$35.0M
May 15, 2020
Feb 23, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 5 | $9.7M | 27.6% |
| Charitable organizations | 1 | $25.4M | 72.4% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Yi Ching Tsai | Managing Member & Chief Compliance Officer | Jun 2020 (6y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 23, 2026.
View current Form ADV (SEC/IAPD) ↗