Capital Advisors Wealth Management, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $928M
- Clients
- 1,051
- Avg AUM / client
- $1.1M
- Accounts
- 1,051
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Investments (13F portfolio — 216 positions, $744,918,642)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Strategic Tr | FUNDAMENTAL INTL | $51,457,954 | 1,051,665 | 6.91% | 4.63% |
| 2 | Vanguard Specialized Funds | DIV APP ETF | $43,082,068 | 200,326 | 5.78% | 3.87% |
| 3 | Ishares Tr | CORE S&P500 ETF | $41,341,717 | 63,290 | 5.55% | 3.72% |
| 4 | Vanguard Scottsdale Fds | INT-TERM CORP | $35,017,534 | 423,173 | 4.7% | 3.15% |
| 5 | Ishares Tr | RUS 1000 GRW ETF | $31,442,685 | 73,740 | 4.22% | 2.83% |
| 6 | J P Morgan Exchange Traded F | INCOME ETF | $30,265,915 | 656,955 | 4.06% | 2.72% |
| 7 | Invesco Qqq Tr | UNIT SER 1 | $25,490,521 | 44,164 | 3.42% | 2.29% |
| 8 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $22,603,049 | 446,612 | 3.03% | 2.03% |
| 9 | Vanguard World Fd | INF TECH ETF | $21,301,788 | 30,531 | 2.86% | 1.92% |
| 10 | Vanguard Whitehall Fds | INTL HIGH ETF | $15,476,804 | 164,228 | 2.08% | 1.39% |
| 11 | Vanguard Whitehall Fds | HIGH DIV YLD | $14,869,810 | 100,404 | 2.0% | 1.34% |
| 12 | Apple Inc | COM | $14,814,932 | 58,375 | 1.99% | 1.33% |
| 13 | American Centy Etf Tr | US SML CP VALU | $14,063,514 | 127,306 | 1.89% | 1.26% |
| 14 | State Str Spdr S&P 500 Etf T | TR UNIT | $13,912,366 | 21,392 | 1.87% | 1.25% |
| 15 | Ishares Inc | CORE MSCI EMKT | $13,879,705 | 198,992 | 1.86% | 1.25% |
| 16 | J P Morgan Exchange Traded F | ACTIVE BOND ETF | $12,251,330 | 227,847 | 1.64% | 1.1% |
| 17 | Vanguard Index Fds | SMALL CP ETF | $11,100,359 | 42,381 | 1.49% | 1.0% |
| 18 | Amazon Com Inc | COM | $10,616,075 | 50,973 | 1.43% | 0.95% |
| 19 | Microsoft Corp | COM | $10,541,699 | 28,478 | 1.42% | 0.95% |
| 20 | Ishares Tr | INTL SEL DIV ETF | $10,358,938 | 243,396 | 1.39% | 0.93% |
| 21 | Alphabet Inc | CAP STK CL A | $10,097,406 | 35,114 | 1.36% | 0.91% |
| 22 | Ishares Tr | 0-3 MNTH TREASRY | $9,835,977 | 97,715 | 1.32% | 0.88% |
| 23 | Vanguard Index Fds | VALUE ETF | $9,011,277 | 45,929 | 1.21% | 0.81% |
| 24 | Berkshire Hathaway Inc Del | CL B NEW | $7,985,868 | 16,665 | 1.07% | 0.72% |
| 25 | Blackrock Etf Trust Ii | ISHARES FLEXIBLE | $7,783,085 | 149,876 | 1.04% | 0.7% |
Top 25 of 216 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 709 | $253M | 22.8% |
| High net worth individuals | 284 | $661M | 59.4% |
| Pension and profit sharing plans | 40 | $185M | 16.6% |
| Charitable organizations | 11 | $5.0M | 0.45% |
| Corporations and other businesses | 7 | $8.2M | 0.74% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ovs 401 K Retirement Plan Orchard And Vineyard Supply, Llc | 2024 | |
| G S Long Co Inc 401 K Profit Sharing Plan G S Long Co Inc | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Joseph Farina | Owner & Chief Compliance Officer | CFP | Jul 2020 (6y) | 50% – 75% |
| Edward Charles Reinhart | Managing Member | Aug 2020 (6y) | 50% – 75% | |
| Robert Adam Vickers | Registered representative | Chartered Financial Consultant | Jun 2020 (6y) | |
| Elliot Leland Ries | Registered representative | Jul 2021 (5y) | ||
| Connor Ian Russell | Registered representative | Jan 2025 (2y) | ||
| Brian Robert Drumhiller | Registered representative | CFP | Aug 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ovs 401 K Retirement Plan | Orchard And Vineyard Supply, Llc | 318 | $11.6M | 01/01/2024 |
| G S Long Co Inc 401 K Profit Sharing Plan | G S Long Co Inc | 176 | $33.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $928M (83% of AUM) Apr 2026
- John Hancock Distributors Llc $150M (13% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗