Team Financial Group, Llc
- Regulatory AUM
- $251M
- Discretionary
- $251M
- Clients
- 366
- Avg AUM / client
- $686K
- Accounts
- 793
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 287 | $110M | 43.8% |
| High net worth individuals | 79 | $140M | 55.9% |
| Charitable organizations | Fewer than 5 clients | $932K | 0.37% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffry Stephen Cole | Managing Member | CFP | Aug 2013 (13y) | 50% – 75% |
| Leonard Paul Cole | Managing Member | CFP | Aug 2013 (13y) | 50% – 75% |
| David Paul Leonhart | Registered representative | Jul 2020 (6y) | ||
| Dustin Paul Watts | Registered representative | CFP | Jul 2020 (6y) | |
| Jeffry Stephen Cole | Registered representative | CFP | Jul 2020 (6y) | |
| Brian Owen | Registered representative | Sep 2021 (5y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $233M (93% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗