Slwa, Llc
- Regulatory AUM
- $760M
- Discretionary
- $760M
- Clients
- 463
- Avg AUM / client
- $1.6M
- Accounts
- 1,287
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 181 | $68.2M | 8.97% |
| High net worth individuals | 42 | $502M | 66.1% |
| Pension and profit sharing plans | 63 | $26.6M | 3.5% |
| Charitable organizations | 2 | $54.2K | 0.01% |
| Corporations and other businesses | 175 | $163M | 21.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Avanquest North America Llc. Retirement Plan Avanquest North America Llc. | 2024 | |
| James Mckoane Enterprises 401(k) Retirement Savings Plan James Mckoane Enterprises Dba Clawson Honda | 2024 | |
| Toro Enterprises 401(k) Profit Sharing Plan And Trust Toro Enterprises, Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley Judson Goodwin | Founding Partner | Jun 2020 (6y) | 10% – 25% | |
| Luke David Kittinger | Chief Executive Officer/Chief Compliance Officer | CFP | Jun 2020 (6y) | 75% or more |
| Rasheem Lamonte Banks | Registered representative | CFP | Apr 2024 (2y) | |
| Joel Daniel Askew | Registered representative | CFP | Mar 2025 (1y) | |
| Jennifer Lynn Chesini | Registered representative | CFP | Sep 2025 (1y) | |
| Meredith Karman Collins | Registered representative | Sep 2025 (1y) | ||
| Gavin Willard Benbrook | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Avanquest North America Llc. Retirement Plan | Avanquest North America Llc. | 481 | $32.9M | 01/01/2024 |
| James Mckoane Enterprises 401(k) Retirement Savings Plan | James Mckoane Enterprises Dba Clawson Honda | 283 | $4.7M | 01/01/2024 |
| Toro Enterprises 401(k) Profit Sharing Plan And Trust | Toro Enterprises, Inc. | 331 | $13.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $419M (55% of AUM) Mar 2026
- Fidelity Brokerage Services $272M (36% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗