AUMdb

Pension & Wealth Management Advisors, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 309546 · SEC file 801-119016 · Waltham, MA · www.linkedin.com
☆ Save with Pro ADV data as of May 06, 2026
Regulatory AUM
$530M
Discretionary
$512M
Clients
523
Avg AUM / client
$1.0M
Accounts
525
Employees
13

AUM over time

$0 $530M
Jun 5, 2020 May 6, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 388 $92.2M 17.4%
High net worth individuals 105 $363M 68.5%
Pension and profit sharing plans 30 $69.1M 13.1%
Charitable organizations Fewer than 5 clients $5.5M 1.05%

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
George Paul Webb President And Chief Compliance Officer Jun 2019 (7y) 75% or more
Bradley Clark Cannon Registered representative May 2025 (1y)
Andrew John Powers Registered representative Chartered Financial Consultant Jan 2026 (1y)
Brian Thomas Gasbarro Registered representative Jan 2026 (1y)
James Michael Boyd Registered representative CFA Jan 2026 (1y)
Robert David Sandler Registered representative Feb 2026 (0y)
Thomas E Wade Registered representative CFP May 2026 (0y)
Neil Graham Mcinnis Registered representative Jun 2026 (0y)
Christopher Arnold Ray Registered representative CFA Jun 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/06/2026 910 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.

View current Form ADV (SEC/IAPD) ↗