Wealthspan Investment Management, Llc
- Regulatory AUM
- $93.1M
- Discretionary
- $93.1M
- Clients
- 326
- Avg AUM / client
- $285K
- Accounts
- 448
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 300 | $58.3M | 62.7% |
| High net worth individuals | 26 | $34.7M | 37.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Augusta Ent, P.C. 401(k) Profit Sharing Plan Augusta Ent, P.C. | 2024 | |
| Pando 401(k) Plan Pando Llc | 2024 | |
| Eci/Cd 401(k) Plan Engineered Controls Inc. | 2024 | |
| Helpside Inc. 401(k) Plan Helpside Inc. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dunn, Kathleen, Erin | Member | Dec 2019 (7y) | ≈ 4.69% – 25% via The Stanley Group Llc | |
| Jeffrey Keith Stukey | Managing Member/Cco | Apr 2021 (5y) | 75% or more | |
| Frederick William Gearhart | Trustee/Owner/Member | Jan 2024 (3y) | ≈ 4.69% – 25% via The Gearhart 2009 Irrevocable Trust | |
| John Michael Timmermans | Member | Jan 2024 (3y) | ≈ 6.25% – 25% via Luminist Holdings, Llc | |
| Justin John Biebel | Member | Jan 2024 (3y) | ≈ 6.25% – 25% via Luminist Holdings, Llc | |
| Jade Aaron Rossback | Registered representative | Aug 2023 (3y) | ||
| Robert Anthony Mendenall | Registered representative | Aug 2024 (2y) | ||
| Melissa Ard Mendenall | Registered representative | Aug 2024 (2y) | ||
| Lyndon Richard Harrison | Registered representative | CFP | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Luminist Holdings, Llc | Member | Mar 2024 | A | 25% – 50% |
| The Stanley Group Llc | Member | Jan 2024 | B | ≈ 6.25% – 25% via Luminist Holdings, Llc |
| The Gearhart 2009 Irrevocable Trust | Member | Jan 2024 | B | ≈ 6.25% – 25% via Luminist Holdings, Llc |
Estimated effective ownership (look-through of filed bands):
- Dunn, Kathleen, Erin: 75% – 100% of The Stanley Group Llc × 25% – 50% of Luminist Holdings, Llc × 25% – 50% direct ≈ 4.69% – 25% of the firm
- Frederick William Gearhart: 75% – 100% of The Gearhart 2009 Irrevocable Trust × 25% – 50% of Luminist Holdings, Llc × 25% – 50% direct ≈ 4.69% – 25% of the firm
- John Michael Timmermans: 25% – 50% of Luminist Holdings, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Justin John Biebel: 25% – 50% of Luminist Holdings, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- The Stanley Group Llc: 25% – 50% of Luminist Holdings, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- The Gearhart 2009 Irrevocable Trust: 25% – 50% of Luminist Holdings, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Augusta Ent, P.C. 401(k) Profit Sharing Plan | Augusta Ent, P.C. | 189 | $34.1M | 01/01/2024 |
| Pando 401(k) Plan | Pando Llc | 1,835 | $38.3M | 01/01/2024 |
| Eci/Cd 401(k) Plan | Engineered Controls Inc. | 119 | $13.9M | 01/01/2024 |
| Helpside Inc. 401(k) Plan | Helpside Inc. | 9,010 | $234M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $71.1M (76% of AUM) Jul 2026
- Charles Schwab & Co. $18.6M (20% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗