Cassady Wealth & Retirement Planning L.L.C.
- Regulatory AUM
- $292M
- Discretionary
- $249M
- Clients
- 455
- Avg AUM / client
- $642K
- Accounts
- 685
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 380 | $176M | 60.1% |
| High net worth individuals | 75 | $117M | 39.9% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jasen Eugene Cassady | Managing Member/Investment Advisor Representative | CFP | May 2019 (7y) | 50% – 75% |
| Jason Allen Waugh | Chief Compliance Officer | CFP | Dec 2020 (6y) | Less than 5% |
| Sean Yijung Yao | Managing Member | Jan 2021 (6y) | 50% – 75% | |
| Parker Brian Schmidt | Registered representative | Oct 2024 (2y) | ||
| Julie Rose Malonzo | Registered representative | Nov 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- SEI Private Trust $148M (51% of AUM) Jul 2026
- Charles Schwab & Co. $144M (49% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗