Sittner & Nelson, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 475
- Avg AUM / client
- $2.2M
- Accounts
- 1,506
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 266 | $138M | 13.2% |
| High net worth individuals | 189 | $840M | 80.1% |
| Pension and profit sharing plans | 20 | $69.1M | 6.59% |
| Charitable organizations | Fewer than 5 clients | $1.7M | 0.17% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cascade Health 401(k) Retirement Plan Willamette Community Health Solutions D/B/A Cascade Health | 2024 | |
| Oregon Imaging Centers, L.L.C. 401(k) Profit Sharing Plan And Trust Oregon Imaging Centers, L.L.C. | 2024 | |
| Radiology Associates, P.C. Employee Savings Plan Radiology Associates, P.C. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Freddie Lee Sittner | Principal | CFP | Dec 2009 (17y) | 25% – 50% |
| Todd Michael Nelson | Principal | CFP | Dec 2009 (17y) | 50% – 75% |
| Kevin Lee Sittner | Principal And Chief Compliance Officer | CFP CFA | Jan 2019 (8y) | 10% – 25% |
| Sarah Elizabeth Brooke | Registered representative | CFP | Sep 2020 (6y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cascade Health 401(k) Retirement Plan | Willamette Community Health Solutions D/B/A Cascade Health | 253 | $16.8M | 01/01/2024 |
| Oregon Imaging Centers, L.L.C. 401(k) Profit Sharing Plan And Trust | Oregon Imaging Centers, L.L.C. | 173 | $14.1M | 01/01/2024 |
| Radiology Associates, P.C. Employee Savings Plan | Radiology Associates, P.C. | 67 | $40.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 973 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $983M (94% of AUM) Mar 2026
- Pershing $836M (93% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗