Soar Financial Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 309772
· Murfreesboro, TN
· retirementplanadvisorsllc.com
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ADV data as of Mar 09, 2026
- Regulatory AUM
- $27.0M
- Discretionary
- $21.8M
- Clients
- 101
- Avg AUM / client
- $267K
- Accounts
- 193
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 94 | $12.7M | 47.0% |
| High net worth individuals | 3 | $2.3M | 8.52% |
| Corporations and other businesses | 4 | $12.0M | 44.4% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Brandon Defoor | Registered representative | Aug 2020 (6y) | ||
| James A Blevins | Registered representative | Oct 2021 (5y) | ||
| Bancy Philip | Registered representative | Feb 2023 (3y) | ||
| Gary Allen Clark | Registered representative | Sep 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $10.0M (37% of AUM) Mar 2026
- T Rowe Price Trust Company $6.9M (25% of AUM) Mar 2026
- Oneamerica $5.2M (19% of AUM) Mar 2026
- Jackson National Life Insurance $5.0M (19% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗