AUMdb

Castle Ridge Asset Management Limited

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 309774 · SEC file 801-120571 · Toronto, Ontario · www.linkedin.com
☆ Save with Pro ADV data as of Jun 12, 2026
Regulatory AUM
$301M
Discretionary
$301M
Clients
6
Avg AUM / client
$50.1M
Accounts
6
Employees
8

AUM over time

$80.5M $301M
Feb 18, 2021 Jun 12, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 12, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 6 $301M 100.0%

Private funds (2)

Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $17.9M combined gross assets

FundTypeDomicileGross assetsOwners
Castle Ridge Apex (Master) Ltd. master Hedge Fund Cayman Islands $16.2M 1
Castle Ridge (Master), Lp master Hedge Fund Canada $1.8M 8

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Bogdan, Alexei, (Nmn) Chief Scientific Officer Feb 2016 (11y) 10% – 25%
De Valois Franklin, Aaron, Jacques Adriaan Chief Executive Officer Feb 2016 (11y) 10% – 25%
Petruzella, Michael, Paul Chief Investment Officer Feb 2016 (11y) 10% – 25%
Wine, Theadore, (Nmn) Chief Executive Officer Aug 2018 (8y) ≈ 3.75% – 10% via Baronford Ventures Corporation
Corteaux, Robert, Michael Chief Executive Officer Dec 2020 (6y) ≈ 3.75% – 10% via 905339 Ontario Inc.
Rosenthal, Joshua, Ronald Trustee Dec 2020 (6y) GP / trustee / elected manager of Joshua Rosenthal Revocable Trust (indirect)
Bernstein, Jason Chief Compliance Officer Sep 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Joshua Rosenthal Revocable Trust Shareholder Dec 2020 A 10% – 25%
905339 Ontario Inc. Shareholder Dec 2016 A 5% – 10%
Baronford Ventures Corporation Shareholder Jun 2018 A 5% – 10%

Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Wine, Theadore, (Nmn): 75% – 100% of Baronford Ventures Corporation × 5% – 10% direct ≈ 3.75% – 10% of the firm
  • Corteaux, Robert, Michael: 75% – 100% of 905339 Ontario Inc. × 5% – 10% direct ≈ 3.75% – 10% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (2, $17.9M gross assets)

FundTypeGross assetsMin. investmentOwners
Castle Ridge Apex (Master) Ltd. Hedge Fund $16.2M $100K 1
Castle Ridge (Master), Lp Hedge Fund $1.8M $0 8

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/12/2026 1.2 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.

View current Form ADV (SEC/IAPD) ↗