AUMdb

Roth Financial Partners Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 309814 · SEC file 801-119326 · Kingwood, TX · www.rothfinancialpartners.com
☆ Save with Pro ADV data as of Feb 19, 2026
Regulatory AUM
$460M
Discretionary
$460M
Clients
267
Avg AUM / client
$1.7M
Accounts
708
Employees
4

AUM over time

$0 $460M
Jul 21, 2020 Feb 19, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 19, 2026

Investments (13F portfolio — 33 positions, $336,299,548)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Ishares Tr CORE S&P500 ETF $76,781,404 102,531 22.8% 16.7%
2 Ishares Tr CORE MSCI EAFE $73,752,424 763,649 21.9% 16.0%
3 Spdr S&P 500 Etf Tr TR UNIT $37,474,662 50,211 11.1% 8.14%
4 Ishares Tr CORE S&P SCP ETF $29,361,831 198,008 8.73% 6.38%
5 Invesco Exchange Traded Fd T S&P500 EQL WGT $24,145,345 113,477 7.18% 5.25%
6 Vanguard Scottsdale Fds INTER TERM TREAS $19,708,474 334,148 5.86% 4.28%
7 Vanguard Index Fds S&P 500 ETF SHS $16,199,101 23,586 4.82% 3.52%
8 Vanguard Mun Bd Fds TAX EXEMPT BD $12,094,617 239,104 3.6% 2.63%
9 Ishares Inc CORE MSCI EMKT $11,543,071 139,413 3.43% 2.51%
10 Vanguard Tax Managed Intl Fd FTSE DEV MKT ETF $11,014,300 154,702 3.28% 2.39%
11 Vanguard Index Fds SMALL CP ETF $3,425,256 11,300 1.02% 0.74%
12 Apple Inc COM $3,080,237 10,645 0.92% 0.67%
13 Ishares Tr MSCI ACWI ETF $2,435,703 15,517 0.72% 0.53%
14 Chevron Corporation COM $2,186,872 13,193 0.65% 0.48%
15 Ishares Tr SHRT NAT MUN ETF $1,884,413 17,699 0.56% 0.41%
16 Vanguard Intl Equity Index F FTSE EMR MKT ETF $1,858,627 31,138 0.55% 0.4%
17 Nvidia Corporation COM $1,600,720 8,000 0.48% 0.35%
18 Advanced Micro Devices Inc COM $871,365 1,500 0.26% 0.19%
19 Exxon Mobil Corp COM $728,854 5,331 0.22% 0.16%
20 Alphabet Inc CAP STK CL C $706,660 2,000 0.21% 0.15%
21 International Business Machs COM $618,662 2,200 0.18% 0.13%
22 Jpmorgan Chase & Com COM $611,452 1,868 0.18% 0.13%
23 Vanguard Scottsdale Fds SHORT TERM TREAS $588,984 10,120 0.18% 0.13%
24 Vanguard Index Fds TOTAL STK MKT $479,942 1,297 0.14% 0.1%
25 Amazon Com Inc COM $476,680 2,000 0.14% 0.1%

Top 25 of 33 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 111 $44.4M 9.65%
High net worth individuals 156 $415M 90.2%
State or municipal government entities Fewer than 5 clients $629K 0.14%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Peter Bruce Roth Founder, President And Managing Member CFP Mar 2010 (16y) 75% or more
Eric Abram Johnson Chief Compliance Officer CFP Jun 2020 (6y) Less than 5%
James Austin Roth Registered representative CFP Oct 2020 (6y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/19/2026 906 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • • Percentage of assets under management
  • • Hourly charges
  • • Fixed fees

Services

  • • Financial planning services
  • • Portfolio management for individuals/small businesses
  • • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.

View current Form ADV (SEC/IAPD) ↗