Wmki Group Llc
- Regulatory AUM
- $211M
- Discretionary
- $195M
- Clients
- 21
- Avg AUM / client
- $10.0M
- Accounts
- 70
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 11 | $123M | 58.5% |
| Corporations and other businesses | 10 | $87.7M | 41.5% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin Stuart Alpert | Registered representative | Sep 2025 (1y) | ||
| Patricia Ann Marie Gallagher | Registered representative | Sep 2025 (1y) | ||
| Michael Jay Rochman | Registered representative | Nov 2025 (1y) | ||
| William Edward Knowles | Registered representative | CFA | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 954 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $54.7M (26% of AUM) Jul 2026
- Charles Schwab & Co. $40.9M (19% of AUM) Jul 2026
- Assetmark Brokerage, Llc $26.1M (12% of AUM) Jul 2026
- Interactive Brokers $7.5M (4% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗