The High Net Worth Advisory Group, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 309997
· SEC file 801-119234
· Naples, FL
· www.facebook.com
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ADV data as of Jan 22, 2026
- Regulatory AUM
- $862M
- Discretionary
- $822M
- Clients
- 426
- Avg AUM / client
- $2.0M
- Accounts
- 1,119
- Employees
- 9
AUM over time
$0
$862M
Jul 2020
Dec 2025
Annual snapshots from Form ADV filings · as of Jan 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 329 | $239M | 27.8% |
| High net worth individuals | 89 | $592M | 68.7% |
| Corporations and other businesses | 8 | $30.8M | 3.57% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Taylor Morgan | Managing Member/Cco | CFP | Nov 2019 (7y) | 50% – 75% |
| Howard Joseph Jordan | Managing Member | CFP | Nov 2019 (7y) | 50% – 75% |
| Carlo Magno Paras Santos Ocampo | Registered representative | CFP | Sep 2020 (6y) | |
| Kelso Keith Huffman | Registered representative | Oct 2021 (5y) | ||
| David Cash Morgan | Registered representative | May 2022 (4y) | ||
| Katherine Lauer | Registered representative | Jun 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/22/2026 | 978 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PERCENTAGE OF ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Raymond James $835M (97% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 22, 2026.
View current Form ADV (SEC/IAPD) ↗