Natwealth Management (Usa) Inc
- Regulatory AUM
- $115M
- Discretionary
- $114M
- Clients
- 140
- Avg AUM / client
- $822K
- Accounts
- 130
- Employees
- 129
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 09, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 53 | $17.7M | 15.4% |
| High net worth individuals | 44 | $89.7M | 77.9% |
| Banking or thrift institutions | Fewer than 5 clients | $0 | — |
| Investment companies | 40 | $0 | — |
| Pension and profit sharing plans | Fewer than 5 clients | $0 | — |
| Charitable organizations | Fewer than 5 clients | $0 | — |
| State or municipal government entities | Fewer than 5 clients | $0 | — |
| Other investment advisers | Fewer than 5 clients | $0 | — |
| Insurance companies | Fewer than 5 clients | $0 | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $0 | — |
| Corporations and other businesses | 3 | $6.4M | 5.53% |
| Other | Fewer than 5 clients | $1.3M | 1.12% |
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Byette, Jean Francois | Director | Jul 2020 (6y) | Less than 5% | |
| Caron, Jean Francois | Chief Compliance Officer | Jul 2020 (6y) | Less than 5% | |
| Dupont, Lise | Chief Operating Officer | Jul 2020 (6y) | Less than 5% | |
| Durocher, Jonathan | Chief Executive Officer And President | Jul 2020 (6y) | Less than 5% | |
| Fontaine, Stephane | President Of The Board | Feb 2021 (6y) | Less than 5% | |
| Lemay, Simon | Senior Vice President And National Manager | May 2021 (5y) | Less than 5% | |
| Boilard, Patrick | Director | Aug 2022 (4y) | Less than 5% | |
| Rene, Sebastien | Chief Financial Officer | Mar 2023 (3y) | Less than 5% | |
| Brault, Marie | Corporate Secretary | Jun 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| National Bank Acquisition Holding Inc. | Direct Owner | Jul 2020 | A | 75% or more |
| National Bank Of Canada | Indirect Owner | Jul 2020 | B | ≈ 56.25% – 100% via National Bank Acquisition Holding Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- National Bank Of Canada: 75% – 100% of National Bank Acquisition Holding Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/09/2025 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PAYMENTS IN RESPECT OF RESEARCH SERVICES RECEIVED
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Pershing $93.8M (82% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 09, 2025.
View current Form ADV (SEC/IAPD) ↗