Carbon Collective Investing, Llc
- Regulatory AUM
- $348M
- Discretionary
- $348M
- Clients
- 1,359
- Avg AUM / client
- $256K
- Accounts
- 1,292
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,216 | $62.3M | 17.9% |
| Investment companies | 2 | $63.1M | 18.1% |
| Pooled investment vehicles (non-investment companies) | 2 | $63.3M | 18.2% |
| Pension and profit sharing plans | 139 | $160M | 45.8% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Zachary Ruark Stein | Co Founder | Nov 2014 (12y) | ≈ 18.75% – 50% via Osmo Systems, Inc | |
| James Marshall Myers Regulinski | Co Founder & Chief Compliance Officer | Mar 2016 (10y) | ≈ 18.75% – 50% via Osmo Systems, Inc | |
| Breene Murphy | Registered representative | Nov 2021 (5y) | ||
| Tavis Wladyslav Boise | Registered representative | Sep 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Osmo Systems, Inc | Parent Company | Jul 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Zachary Ruark Stein: 25% – 50% of Osmo Systems, Inc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- James Marshall Myers Regulinski: 25% – 50% of Osmo Systems, Inc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Matrix Trust Company $94.7M (27% of AUM) Mar 2026
- Truist Financial Corp $62.8M (18% of AUM) Mar 2026
- Altruist Financial $62.8M (18% of AUM) Mar 2026
- Ascensus Trust Company $49.2M (14% of AUM) Mar 2026
- U.S. Bank $46.1M (20% of AUM) Nov 2025
- Benefit Trust Company $41.5M (18% of AUM) Nov 2025
- Ascensus Broker Dealer Services, Llc $36.5M (16% of AUM) Nov 2025
- Apex Clearing $32.5M (71% of AUM) Mar 2023
- Standard Insurance Company $10.7M (3% of AUM) Mar 2026
- Empower Trust Co $7.4M (2% of AUM) Mar 2026
- Adp Strategic Plan Services $1.4M (0% of AUM) Mar 2026
- Mid Atlantic Clearing & Settlement Corporation $1.0M (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗