Optima Capital Llc
- Regulatory AUM
- $380M
- Discretionary
- $380M
- Clients
- 672
- Avg AUM / client
- $565K
- Accounts
- 1,581
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 590 | $201M | 52.9% |
| High net worth individuals | 81 | $179M | 47.1% |
| Corporations and other businesses | 1 | $107K | 0.03% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Justin Allen Boggs | Managing Member/Chief Operating Officer | CFP | Sep 2020 (6y) | 50% – 75% |
| Tobin Dennis Wills | Managing Member/Chief Compliance Officer | CFP | Oct 2022 (4y) | 25% – 50% |
| David Michael Evans | Registered representative | Dec 2020 (6y) | ||
| Bradley A Johannes | Registered representative | Apr 2021 (5y) | ||
| Robert Wayne Larsen | Registered representative | Aug 2022 (4y) | ||
| Kyle Brendan Harvey | Registered representative | Mar 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $365M (96% of AUM) Mar 2026
- American Funds Distributors, Inc. $800K (1% of AUM) Apr 2021
- Fidelity Brokerage Services $200K (0% of AUM) Apr 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗