The Clarus Group, Inc.
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 613
- Avg AUM / client
- $1.8M
- Accounts
- 1,786
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 393 | $132M | 11.9% |
| High net worth individuals | 220 | $969M | 87.8% |
| Pension and profit sharing plans | Fewer than 5 | $2.5M | 0.23% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rex Clinton Whiteside | President And Chief Compliance Officer | Aug 2020 (6y) | 75% or more | |
| Andy Lee Thornton | Registered representative | Sep 2020 (6y) | ||
| James Edward Mccarthy | Registered representative | Sep 2020 (6y) | ||
| Ryan Lockert Sleeper | Registered representative | CFP | Oct 2020 (6y) | |
| Gary Lane Pankratz | Registered representative | Nov 2020 (6y) | ||
| Holly Lauren Gage | Registered representative | Sep 2022 (4y) | ||
| Derrick Ray Dees | Registered representative | Apr 2023 (3y) | ||
| Madison Jean Whiteside | Registered representative | Nov 2024 (2y) | ||
| Cole Jacob Girouard | Registered representative | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • CONSULTING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $602M (54% of AUM) Jul 2026
- Raymond James $415M (38% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗