Capital Financial Planners, Llc
- Regulatory AUM
- $285M
- Discretionary
- $285M
- Clients
- 221
- Avg AUM / client
- $1.3M
- Accounts
- 575
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 129 | $75.7M | 26.6% |
| High net worth individuals | 92 | $198M | 69.4% |
| Charitable organizations | Fewer than 5 clients | $1.8M | 0.64% |
| Corporations and other businesses | Fewer than 5 clients | $9.5M | 3.33% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Burr & Forman Llp Cash Balance Plan Burr & Forman Llp | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barrigan William Nelson | Managing Member & Chief Compliance Officer | CFP | Jan 2007 (20y) | 75% or more |
| Chad S. Campbell | Managing Member | CFP | Jan 2016 (11y) | 10% – 25% |
| Danae N Johnson | Registered representative | CFP | Sep 2023 (3y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Burr & Forman Llp Cash Balance Plan | Burr & Forman Llp | 154 | $16.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 944 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Assetmark Trust Company $207M (73% of AUM) Mar 2026
- Charles Schwab & Co. $76.8M (27% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗