Guardian Wealth Partners, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 310203
· SEC file 801-119560
· New York, NY
· www.parkavenuesecurities.com
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ADV data as of Jun 22, 2026
- Regulatory AUM
- $191M
- Discretionary
- $191M
- Clients
- 402
- Avg AUM / client
- $476K
- Accounts
- 655
- Employees
- 75
AUM over time
$0
$191M
Sep 2020
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 372 | $105M | 54.7% |
| High net worth individuals | 30 | $86.7M | 45.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Associated Urologists Of North Carolina, P.A. Employees 401(k) Profit Sharing Plan Associated Urologists Of North Carolina, P.A. | 2025 | |
| Ascom (Us), Inc. Retirement Plan Ascom Us, Inc. | 2024 | |
| Armacell, Llc Retirement Savings Plan Armacell, Llc | 2024 | |
| Uwh Of The Carolinas, Pllc 401(k) Retirement Plan Uwh Of The Carolinas, Pllc | 2024 | |
| T. W. Garner Food Company Employees' Pension Plan T. W. Garner Food Company | 2024 | |
| Cranfill Sumner Llp 401 K Plan Cranfill Sumner Llp | Raleigh, NC | 2024 |
| Hospice Of The Piedmont, Inc. Matching Thrift Plan Hospice Of The Piedmont, Inc. | 2024 | |
| North State Bank 401 K Plan And Esop North State Bank | 2024 | |
| River City Construction 401(k) Plan River City Construction | 2024 | |
| 1 St Choice Cabinetry, Llc 401 K Retirement Plan 1 St Choice Cabinetry, Llc | 2024 |
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ferik, Michael, Nicholas | Elected Member | May 2020 (6y) | Less than 5% | |
| Lesina, Leyla, Ada | Elected Member | May 2020 (6y) | Less than 5% | |
| Boggs, Allen, Warren | Head Of Product & Supervision | Aug 2020 (6y) | Less than 5% | |
| Hergan, Joshua, Neil | General Counsel | Aug 2020 (6y) | Less than 5% | |
| Maher, Carly, Pritchard | Chief Operating Officer | Aug 2020 (6y) | Less than 5% | |
| Marianne Grace Caswell | President And Elected Member | Jan 2021 (6y) | Less than 5% | |
| Coco, Robert, C | Chief Financial Officer | May 2021 (5y) | Less than 5% | |
| Ryniker, Michael, John | Head Of Operations | Dec 2022 (4y) | Less than 5% | |
| Butscher, Jeffrey, Joseph | Interim Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Michael James Woomer | Registered representative | Mar 2022 (4y) | ||
| Chad Warmbein | Registered representative | Mar 2022 (4y) | ||
| Keith Paul Warmbein | Registered representative | Apr 2022 (4y) | ||
| Benjamin P Fuentez | Registered representative | Jan 2023 (4y) | ||
| Shelley Jo Echeverria | Registered representative | Jun 2023 (3y) | ||
| Yoel Landau | Registered representative | CFP | Aug 2023 (3y) | |
| Yoel Felberbaum | Registered representative | Sep 2023 (3y) | ||
| Aaron Glauber | Registered representative | Jun 2024 (2y) | ||
| Brooke Hiett Davis | Registered representative | Jul 2024 (2y) | ||
| Christopher Albert Wiethe | Registered representative | CFP Chartered Financial Consultant | Sep 2024 (2y) | |
| Michelle Borawski | Registered representative | Jul 2025 (1y) | ||
| Nicholas J Franco | Registered representative | Sep 2025 (1y) | ||
| Joseph Jerome Biondolillo | Registered representative | Dec 2025 (1y) | ||
| Joel Perl | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Guardian Investor Services Llc | Owner | May 2020 | A | 75% or more |
| The Guardian Life Insurance Company Of America | Owner | Dec 2001 | B | ≈ 56.25% – 100% via Guardian Investor Services Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Guardian Life Insurance Company Of America: 75% – 100% of Guardian Investor Services Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (10)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Associated Urologists Of North Carolina, P.A. Employees 401(k) Profit Sharing Plan | Associated Urologists Of North Carolina, P.A. | 0 | $0 | 01/01/2025 |
| Ascom (Us), Inc. Retirement Plan | Ascom Us, Inc. | 173 | $25.8M | 01/01/2024 |
| Armacell, Llc Retirement Savings Plan | Armacell, Llc | 705 | $49.6M | 01/01/2024 |
| Uwh Of The Carolinas, Pllc 401(k) Retirement Plan | Uwh Of The Carolinas, Pllc | 1,171 | $228M | 01/01/2024 |
| T. W. Garner Food Company Employees' Pension Plan | T. W. Garner Food Company | 52 | $24.9M | 01/01/2024 |
| Cranfill Sumner Llp 401 K Plan | Cranfill Sumner Llp | 182 | $64.0M | 01/01/2024 |
| Hospice Of The Piedmont, Inc. Matching Thrift Plan | Hospice Of The Piedmont, Inc. | 213 | $13.5M | 01/01/2024 |
| North State Bank 401 K Plan And Esop | North State Bank | 201 | $30.9M | 01/01/2024 |
| River City Construction 401(k) Plan | River City Construction | 360 | $4.8M | 01/01/2024 |
| 1 St Choice Cabinetry, Llc 401 K Retirement Plan | 1 St Choice Cabinetry, Llc | 137 | $4.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 22, 2026.
View current Form ADV (SEC/IAPD) ↗