Leverty Financial Group, Llc
- Regulatory AUM
- $677M
- Discretionary
- $670M
- Clients
- 665
- Avg AUM / client
- $1.0M
- Accounts
- 2,365
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 22, 2026
Investments (13F portfolio — 49 positions, $514,143,254)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P500 ETF | $193,332,972 | 258,159 | 37.6% | 28.6% |
| 2 | Ishares Tr | CORE MSCI EAFE | $61,197,274 | 633,643 | 11.9% | 9.04% |
| 3 | Capital Grp Fixed Incm Etf T | CORE BOND ETF | $42,537,418 | 1,624,806 | 8.27% | 6.28% |
| 4 | Ishares Tr | CORE S&P MCP ETF | $39,496,338 | 512,208 | 7.68% | 5.84% |
| 5 | Ishares Inc | CORE MSCI EMKT | $36,241,496 | 437,488 | 7.05% | 5.35% |
| 6 | J P Morgan Exchange Traded F | EQUITY FOCUS ETF | $27,763,939 | 345,623 | 5.4% | 4.1% |
| 7 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $25,508,625 | 504,422 | 4.96% | 3.77% |
| 8 | Schwab Strategic Tr | US LRG CAP ETF | $16,967,765 | 576,547 | 3.3% | 2.51% |
| 9 | J P Morgan Exchange Traded F | MUNICIPAL ETF | $11,361,302 | 224,288 | 2.21% | 1.68% |
| 10 | J P Morgan Exchange Traded F | INCOME ETF | $10,330,118 | 224,324 | 2.01% | 1.53% |
| 11 | Schwab Strategic Tr | INTL EQTY ETF | $8,436,924 | 304,582 | 1.64% | 1.25% |
| 12 | State Str Spdr S&P 500 Etf T | TR UNIT | $6,228,062 | 8,340 | 1.21% | 0.92% |
| 13 | J P Morgan Exchange Traded F | ULTRA SHT MUNCPL | $5,048,254 | 98,985 | 0.98% | 0.75% |
| 14 | Ishares Tr | MSCI EAFE ETF | $4,879,244 | 46,970 | 0.95% | 0.72% |
| 15 | Capital Grp Fixed Incm Etf T | MUN INM ETF | $4,601,307 | 167,503 | 0.89% | 0.68% |
| 16 | 3 M Co | COM | $3,036,496 | 18,754 | 0.59% | 0.45% |
| 17 | Ecolab Inc | COM | $2,116,329 | 7,596 | 0.41% | 0.31% |
| 18 | Ab Active Etfs Inc | TAX AW INTER ETF | $1,929,030 | 75,118 | 0.38% | 0.29% |
| 19 | Ishares Tr | CORE S&P SCP ETF | $1,832,773 | 12,358 | 0.36% | 0.27% |
| 20 | Spdr Index Shs Fds | ST STR PO EX ETF | $882,732 | 17,518 | 0.17% | 0.13% |
| 21 | Schwab Strategic Tr | US MID-CAP ETF | $794,180 | 21,540 | 0.15% | 0.12% |
| 22 | Caterpillar Inc | COM | $713,020 | 670 | 0.14% | 0.11% |
| 23 | Victory Portfolios Ii | VICT WES U S ETF | $669,032 | 13,126 | 0.13% | 0.1% |
| 24 | Tesla Inc | COM | $631,741 | 1,502 | 0.12% | 0.09% |
| 25 | Schwab Strategic Tr | US SML CAP ETF | $617,733 | 17,098 | 0.12% | 0.09% |
Top 25 of 49 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 392 | $132M | 19.5% |
| High net worth individuals | 263 | $539M | 79.7% |
| Pension and profit sharing plans | 1 | $631K | 0.09% |
| Charitable organizations | 3 | $3.2M | 0.47% |
| Corporations and other businesses | 6 | $2.2M | 0.33% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Thomas Leverty | Chief Executive Officer/Managing Member | Chartered Financial Consultant | Sep 2020 (6y) | 75% or more |
| Joshua Quentin Hawkins | Chief Operating Officer | CFP Chartered Financial Consultant | Sep 2020 (6y) | 10% – 25% |
| Pizzi, Holly, Kathleen | Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| Luke Edward Keene | Registered representative | CFP Chartered Financial Consultant | Sep 2020 (6y) | |
| Michael John Nelson | Registered representative | CFP Chartered Financial Consultant | Feb 2022 (5y) | |
| Seth William Blum | Registered representative | CFP | Mar 2024 (2y) | |
| Matthew Gendreau | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/22/2026 | 947 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Pershing $627M (93% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 22, 2026.
View current Form ADV (SEC/IAPD) ↗