Rmg Wealth Management, Llc
- Regulatory AUM
- $914M
- Discretionary
- $874M
- Clients
- 1,166
- Avg AUM / client
- $784K
- Accounts
- 1,170
- Employees
- 23
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 911 | $293M | 32.1% |
| High net worth individuals | 243 | $568M | 62.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $18.7M | 2.05% |
| Charitable organizations | 6 | $12.6M | 1.37% |
| Corporations and other businesses | 6 | $21.4M | 2.34% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Thomas Tranel | Chief Compliance Officer | CFP | Aug 2020 (6y) | 50% – 75% |
| Jacob Edward Rosemeyer | Chief Executive Officer | Aug 2020 (6y) | 10% – 25% | |
| Kaley Ellen Bockhop | Chief Financial Officer | Nov 2020 (6y) | 10% – 25% | |
| Payton Paul Simon | Chief Investment Officer | Nov 2020 (6y) | 10% – 25% | |
| Regan Marie Shipp | Chief Operatiing Officer | Nov 2020 (6y) | 10% – 25% | |
| Carter M Klaas | Registered representative | Aug 2021 (5y) | ||
| Joseph William Schultz | Registered representative | Nov 2022 (4y) | ||
| Brooklyn Louise Strang | Registered representative | Jul 2024 (2y) | ||
| John Paul Drefcinski | Registered representative | Jul 2025 (1y) | ||
| Frank Johann Ortiz | Registered representative | Jan 2026 (1y) | ||
| Haley Herr | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $814M (89% of AUM) Apr 2026
- Ascensus Trust Company $28.3M (9% of AUM) Feb 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗