Northbridge Financial Group, Llc
- Regulatory AUM
- $413M
- Discretionary
- $373M
- Clients
- 487
- Avg AUM / client
- $848K
- Accounts
- 1,354
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 312 | $74.6M | 18.1% |
| High net worth individuals | 170 | $330M | 79.9% |
| Pension and profit sharing plans | 5 | $5.7M | 1.38% |
| Charitable organizations | Fewer than 5 | $1.9M | 0.46% |
| Corporations and other businesses | Fewer than 5 | $679K | 0.16% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Anthony Orecchio | Principal And Chief Compliance Officer | Aug 2020 (6y) | 75% or more | |
| Kenneth Ty Conte | Registered representative | CFP | Oct 2020 (6y) | |
| Zachary S Brown | Registered representative | Oct 2020 (6y) | ||
| Mark Alan Terwilliger | Registered representative | Oct 2020 (6y) | ||
| Nathan Kriplin | Registered representative | CFP | Jul 2023 (3y) | |
| Ellis James De Jesus | Registered representative | CFP | Jan 2026 (1y) | |
| Randy Evans Ramos | Registered representative | Feb 2026 (1y) | ||
| Mia L Vazquez | Registered representative | Feb 2026 (0y) | ||
| Brynn Albers | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 946 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $168M (41% of AUM) Jul 2026
- LPL Financial $107M (26% of AUM) Jul 2026
- Fidelity Brokerage Services $91.4M (22% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗