Adaptive Advice, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 310529
· Omaha, NE
· adaptiveadvice.com
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ADV data as of Jul 17, 2026
- Regulatory AUM
- $8.3M
- Discretionary
- $8.3M
- Clients
- 18
- Avg AUM / client
- $461K
- Accounts
- 48
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13 | $3.8M | 46.4% |
| High net worth individuals | 5 | $4.4M | 53.6% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Edward Elsasser | Registered representative | CFP | Aug 2020 (6y) | |
| Michael Douglas Chochon | Registered representative | Dec 2025 (1y) | ||
| Matthew Sorum | Registered representative | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 987 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $8.3M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗