Walters Strategic Advisors, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 310582
· Sarasota, FL
· www.linkedin.com
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ADV data as of Jun 10, 2026
- Regulatory AUM
- $68.1M
- Discretionary
- $68.1M
- Clients
- 46
- Avg AUM / client
- $1.5M
- Accounts
- 123
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 36 | $6.8M | 9.95% |
| High net worth individuals | 10 | $53.3M | 78.1% |
| Charitable organizations | Fewer than 5 clients | $8.0M | 11.7% |
| Corporations and other businesses | Fewer than 5 clients | $106K | 0.16% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Christopher Walters | Registered representative | Sep 2020 (6y) | ||
| Jose Maria Bilbao Cunha Joia | Registered representative | Aug 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $39.4M (58% of AUM) Jun 2026
- Fidelity Brokerage Services $28.7M (42% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗