Bos Asset Management, Llc
- Regulatory AUM
- $933M
- Discretionary
- $854M
- Clients
- 592
- Avg AUM / client
- $1.6M
- Accounts
- 1,224
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 413 | $126M | 13.5% |
| High net worth individuals | 125 | $288M | 30.8% |
| Pension and profit sharing plans | 6 | $7.9M | 0.85% |
| Charitable organizations | 5 | $25.7M | 2.76% |
| State or municipal government entities | 1 | $497K | 0.05% |
| Insurance companies | 2 | $18.1M | 1.94% |
| Corporations and other businesses | 40 | $467M | 50.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Rack Builders, Inc. 401(k) Retirement Plan Rack Builders, Inc. | 2024 | |
| Midwest Technical Institute 401 K Plan Midwest Technical Institute, Inc. | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Knoedler, Jason | Chief Executive Officer | Aug 2020 (6y) | Less than 5% | |
| Sarah Elizabeth Moore | Chief Compliance Officer | Aug 2020 (6y) | Less than 5% | |
| Michael Craig Metz | Registered representative | Dec 2020 (6y) | ||
| Shannon Colleen Jones | Registered representative | Dec 2020 (6y) | ||
| Marcus Corey Mcglasson | Registered representative | Dec 2020 (6y) | ||
| David C Heitbrink | Registered representative | CFP | Jan 2022 (5y) | |
| Sean Eugene Canaday | Registered representative | May 2023 (3y) | ||
| Alexander Ludwig | Registered representative | Feb 2024 (2y) | ||
| Wade Mathis | Registered representative | CFP | Aug 2024 (2y) | |
| Frank Anthony Coffey | Registered representative | Nov 2025 (1y) | ||
| Burton Kelly Burrows | Registered representative | Apr 2026 (0y) | ||
| Caleb Jeffrey Steber | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bank Of Springfield | Owner | Aug 2020 | A | 75% or more |
| Spring Bankcorp | Owner | Aug 2020 | B | ≈ 56.25% – 100% via Bank Of Springfield |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Spring Bankcorp: 75% – 100% of Bank Of Springfield × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Rack Builders, Inc. 401(k) Retirement Plan | Rack Builders, Inc. | 125 | $5.1M | 01/01/2024 |
| Midwest Technical Institute 401 K Plan | Midwest Technical Institute, Inc. | 291 | $7.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $657M (70% of AUM) Apr 2026
- LPL Financial $86.9M (9% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗