Rwm Capital, Llc
- Regulatory AUM
- $222M
- Discretionary
- $222M
- Clients
- 1,439
- Avg AUM / client
- $155K
- Accounts
- 2,731
- Employees
- 63
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,245 | $146M | 65.8% |
| High net worth individuals | 192 | $71.9M | 32.3% |
| Corporations and other businesses | 2 | $4.3M | 1.92% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul Edward Roberts | Managing Member | Mar 2023 (3y) | 75% or more | |
| Palmer, Liza Mae | Chief Compliance Officer | Apr 2023 (3y) | Less than 5% | |
| Zhaoxia Lin | Registered representative | Apr 2023 (3y) | ||
| Carter Allan Lewis | Registered representative | May 2023 (3y) | ||
| Michael L Thompson | Registered representative | May 2023 (3y) | ||
| Thomas Nolan Terrell Moore | Registered representative | Oct 2023 (3y) | ||
| Armir Zeneli | Registered representative | Nov 2023 (3y) | ||
| Michael Markiewicz | Registered representative | Mar 2024 (2y) | ||
| Victor Morales Blandon | Registered representative | Jan 2025 (2y) | ||
| Alan Gregory Bradley | Registered representative | CFP | Mar 2025 (1y) | |
| Richard Donald Peek | Registered representative | Aug 2025 (1y) | ||
| Brennan Kim | Registered representative | Oct 2025 (1y) | ||
| Robert Jeffrey Kirby | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $222M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 07, 2026.
View current Form ADV (SEC/IAPD) ↗