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Wealth Manager · Small ($100M–$1B)
CRD 310639
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ADV data as of Mar 07, 2025
- Regulatory AUM
- $276M
- Discretionary
- $276M
- Clients
- 197
- Avg AUM / client
- $1.4M
- Accounts
- 615
- Employees
- 4
AUM over time
$0
$276M
Sep 8, 2020
Mar 7, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 07, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 72 | $31.1M | 11.3% |
| High net worth individuals | 125 | $234M | 84.9% |
| Pension and profit sharing plans | Fewer than 5 | $3.2M | 1.15% |
| Charitable organizations | Fewer than 5 | $7.2M | 2.62% |
| Other | Fewer than 5 | $53.0K | 0.02% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Sei Investments Distribution Co. $276M (100% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 07, 2025.