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Wealth Manager · Mid-sized ($1B–$10B)
CRD 310648
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ADV data as of Mar 19, 2026
- Regulatory AUM
- $4.6B
- Discretionary
- $4.6B
- Clients
- 965
- Avg AUM / client
- $4.8M
- Accounts
- 3,600
- Employees
- 31
AUM over time
$0
$4.6B
Nov 2020
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 558 | $194M | 4.18% |
| High net worth individuals | 392 | $4.4B | 94.3% |
| Charitable organizations | 7 | $20.0M | 0.43% |
| Corporations and other businesses | 8 | $52.0M | 1.12% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $4.5B (96% of AUM) Mar 2026
- Charles Schwab & Co. $96.7M (2% of AUM) Mar 2026
- Pershing $60.0M (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.