AUMdb

Prosperity Advisory Group Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 310720 · SEC file 801-119613 · Victor, NY · prosperityadv.com
☆ Save with Pro ADV data as of Jul 10, 2026
Regulatory AUM
$216M
Discretionary
$216M
Clients
244
Avg AUM / client
$885K
Accounts
790
Employees
5

AUM over time

$0 $218M
Sep 11, 2020 Jul 10, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 10, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 156 $52.3M 24.2%
High net worth individuals 88 $164M 75.8%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
John Paul Harnish Managing Member / Principal And Chief Compliance Officer CFP Sep 2020 (6y) 75% or more
Alyssa Victoria Girod Registered representative Sep 2022 (4y)
Martha Elizabeth Jesse Registered representative May 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/10/2026 1.04 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.

View current Form ADV (SEC/IAPD) ↗