Csp Financial Group Llc
- Regulatory AUM
- $119M
- Discretionary
- $119M
- Clients
- 317
- Avg AUM / client
- $376K
- Accounts
- 777
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 282 | $57.8M | 48.5% |
| High net worth individuals | 30 | $61.5M | 51.5% |
| Pension and profit sharing plans | 5 | $0 | — |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Arthur Pettit | Managing Member & Chief Compliance Officer | Chartered Financial Consultant | Apr 2020 (6y) | 75% or more |
| Mark Vincent Mollon | Registered representative | Jan 2021 (6y) | ||
| Michael Christopher Poole | Registered representative | Jan 2021 (6y) | ||
| Felicia Caldwell Gopaul | Registered representative | CFP | Jun 2021 (5y) | |
| James Cossett Anderson Iv | Registered representative | Jul 2021 (5y) | ||
| Nicholas Ryan Der | Registered representative | Jul 2022 (4y) | ||
| Jacqueline Jo French | Registered representative | Feb 2023 (4y) | ||
| Mandi Marie Hering | Registered representative | Mar 2023 (3y) | ||
| Craig Walter Tompkins | Registered representative | Jul 2023 (3y) | ||
| Monica Michelle Boulter | Registered representative | Sep 2023 (3y) | ||
| Kai O Jacobs | Registered representative | Jan 2024 (3y) | ||
| Kim Ngon Trinh Wicker | Registered representative | Feb 2024 (3y) | ||
| Hayden Santos | Registered representative | Mar 2024 (2y) | ||
| Ethan Jon Gruenke | Registered representative | Apr 2024 (2y) | ||
| Douglas Shattuck Miller | Registered representative | May 2024 (2y) | ||
| He Ma | Registered representative | Jun 2024 (2y) | ||
| Tonya Shyree White | Registered representative | Jan 2025 (2y) | ||
| Henry The Luong | Registered representative | Mar 2026 (0y) | ||
| Mark Alan Flanagan | Registered representative | Mar 2026 (0y) | ||
| Varaphone Kai Potter | Registered representative | Mar 2026 (0y) | ||
| Leala Ruangtragool | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 896 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $107M (90% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗