Finwell, Inc.
- Regulatory AUM
- $94.7M
- Discretionary
- $90.7M
- Clients
- 136
- Avg AUM / client
- $697K
- Accounts
- 109
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 109 | $20.1M | 21.2% |
| High net worth individuals | 21 | $74.3M | 78.4% |
| Pension and profit sharing plans | 3 | $80.0K | 0.08% |
| Charitable organizations | 3 | $300K | 0.32% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy Edward Watson | Registered representative | Feb 2021 (6y) | ||
| Breanna May Stott | Registered representative | CFP | Apr 2021 (5y) | |
| Dallas Jackson | Registered representative | Jun 2023 (3y) | ||
| Jacqueline Rae Webster | Registered representative | CFP | Dec 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/04/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
- • Other fees
- • MONTHLY FEES FIXED MENU OF SERVICES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $62.6M (66% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 18, 2026.
View current Form ADV (SEC/IAPD) ↗