Westpoint Wealth Management, Llc
- Regulatory AUM
- $106M
- Discretionary
- $42.0M
- Clients
- 582
- Avg AUM / client
- $182K
- Accounts
- 810
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 541 | $40.0M | 37.7% |
| High net worth individuals | 41 | $66.0M | 62.3% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Earl Herwerden | Registered representative | Oct 2020 (6y) | ||
| Frederick Joshua Kerestury | Registered representative | Oct 2020 (6y) | ||
| Matthew D Heck | Registered representative | Oct 2020 (6y) | ||
| Raymond Scott Louden | Registered representative | Oct 2020 (6y) | ||
| Broc Jacob Stradley | Registered representative | Nov 2020 (6y) | ||
| Timothy Noe | Registered representative | Chartered Financial Consultant | Jan 2021 (6y) | |
| Scott Chapman Hanna | Registered representative | Mar 2021 (5y) | ||
| Andreas Constantine Koustis | Registered representative | Sep 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $63.6M (60% of AUM) Jul 2026
- Sei Investments Distribution Co. $38.0M (36% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗