Financial Advisory Partners, Llc
- Regulatory AUM
- $378M
- Discretionary
- $378M
- Clients
- 147
- Avg AUM / client
- $2.6M
- Accounts
- 570
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 42 | $99.4M | 26.3% |
| High net worth individuals | 91 | $202M | 53.4% |
| Pension and profit sharing plans | 2 | $1.5M | 0.39% |
| Charitable organizations | 7 | $22.5M | 5.97% |
| Insurance companies | 1 | $13.0M | 3.43% |
| Corporations and other businesses | 4 | $39.5M | 10.5% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexander Wolcott Vandenberg | Partner | Mar 2008 (18y) | 25% – 50% | |
| David Steele Sutphin | Partner / Chief Compliance Officer | Mar 2008 (18y) | 25% – 50% | |
| Drake, Lynette, Geralyn | Trustee | Jul 2012 (14y) | GP / trustee / elected manager of Roberts 2012 Family Trust (indirect) | |
| Peplinski, Jerry, Allan | Trustee | Jul 2012 (14y) | GP / trustee / elected manager of Peplinski 2012 Family Trust (indirect) | |
| Patricia Nell Manley | Registered representative | Sep 2021 (5y) | ||
| Pierre Gaston Marc Allard | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Northstar Bank | Partner | Dec 2014 | A | 25% – 50% |
| Northstar Financial Group Inc. | Owner | Jan 2001 | B | ≈ 18.75% – 50% via Northstar Bank |
| Roberts 2012 Family Trust | Owner | Jul 2012 | B | ≈ 4.69% – 25% via Northstar Financial Group Inc. |
| Peplinski 2012 Family Trust | Owner | Jul 2012 | B | ≈ 4.69% – 25% via Northstar Financial Group Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Northstar Financial Group Inc.: 75% – 100% of Northstar Bank × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Roberts 2012 Family Trust: 25% – 50% of Northstar Financial Group Inc. × 75% – 100% of Northstar Bank × 25% – 50% direct ≈ 4.69% – 25% of the firm
- Peplinski 2012 Family Trust: 25% – 50% of Northstar Financial Group Inc. × 75% – 100% of Northstar Bank × 25% – 50% direct ≈ 4.69% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/28/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- RBC $378M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗