Quantel Asset Management Llc
- Regulatory AUM
- $59.7M
- Discretionary
- $46.0M
- Clients
- 134
- Avg AUM / client
- $446K
- Accounts
- 134
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 85 | $18.6M | 31.1% |
| High net worth individuals | 47 | $41.1M | 68.9% |
| Pension and profit sharing plans | 2 | $37.5K | 0.06% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shyam Sundar Sreenivasan | Chief Executive Officer, Chief Compliance Officer | Sep 2020 (6y) | ≈ 37.5% – 75% via Quantel Ai, Inc. | |
| Junyi Yuan | Registered representative | Jul 2026 (0y) | ||
| Yuanhao Feng | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Quantel Ai, Inc. | Member | Sep 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Shyam Sundar Sreenivasan: 50% – 75% of Quantel Ai, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 904 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Security ratings or pricing services
- • Market timing services
Custody
Reported custodians
- Interactive Brokers $33.2M (56% of AUM) Jul 2026
- Charles Schwab & Co. $12.7M (21% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗