Ridgebrooke Capital Management Llc
- Regulatory AUM
- $76.2M
- Discretionary
- $74.2M
- Clients
- 118
- Avg AUM / client
- $646K
- Accounts
- 436
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 79 | $23.5M | 30.8% |
| High net worth individuals | 37 | $52.6M | 69.0% |
| Corporations and other businesses | 2 | $105K | 0.14% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ups Pension Plan United Parcel Service Of America, Inc. | 2024 | |
| Ups Retirement Plan United Parcel Service Of America, Inc. | 2024 | |
| Ups/Ibt Full Time Employee Pension Plan Board Of Trustees Of The Ups/Ibt Full Time Pension Plan | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| R. Alan Kirby | Registered representative | Chartered Financial Consultant | Dec 2020 (6y) | |
| Dominic Steven Emord | Registered representative | Jun 2026 (0y) | ||
| Richard Augustus Hofmann Warner | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ups Pension Plan | United Parcel Service Of America, Inc. | 159,780 | $9.3B | 01/01/2024 |
| Ups Retirement Plan | United Parcel Service Of America, Inc. | 39,297 | $21.2B | 01/01/2024 |
| Ups/Ibt Full Time Employee Pension Plan | Board Of Trustees Of The Ups/Ibt Full Time Pension Plan | 68,290 | $12.2B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $74.2M (97% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.
View current Form ADV (SEC/IAPD) ↗