Navis Wealth Advisors Llc
- Regulatory AUM
- $902M
- Discretionary
- $768M
- Clients
- 126
- Avg AUM / client
- $7.2M
- Accounts
- 623
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $15.9M | 1.76% |
| High net worth individuals | 93 | $886M | 98.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Lockard & Wechsler Llc 401(k) Profit Sharing Plan Lockard & Wechsler Llc | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Stanley Price | Managing Partner | CFP | Nov 2018 (8y) | ≈ 7.03% – 37.5% via Rrp Partners Llc |
| Paul Fegan | Managing Partner And Chief Compliance Officer | CFP | Nov 2018 (8y) | ≈ 7.03% – 37.5% via S.P.Q.R. Holdings Llc |
| David Benjamin Bruckman | Registered representative | Apr 2021 (5y) | ||
| Letizia Flavia Carlisto | Registered representative | CFP | Apr 2021 (5y) | |
| Jason Auerbach | Registered representative | Jun 2024 (2y) | ||
| Nicholas J Scenna | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Navis Wealth Management Llc | Managing Member | Dec 2020 | A | 75% or more |
| Navis Wealth Partners Llc | Owner | Dec 2020 | B | ≈ 56.25% – 100% via Navis Wealth Management Llc |
| S.P.Q.R. Holdings Llc | Member | Dec 2020 | B | ≈ 14.06% – 50% via Navis Wealth Partners Llc |
| Rrp Partners Llc | Member | Dec 2020 | B | ≈ 14.06% – 50% via Navis Wealth Partners Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David Stanley Price: 50% – 75% of Rrp Partners Llc × 25% – 50% of Navis Wealth Partners Llc × 75% – 100% of Navis Wealth Management Llc × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Paul Fegan: 50% – 75% of S.P.Q.R. Holdings Llc × 25% – 50% of Navis Wealth Partners Llc × 75% – 100% of Navis Wealth Management Llc × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Navis Wealth Partners Llc: 75% – 100% of Navis Wealth Management Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- S.P.Q.R. Holdings Llc: 25% – 50% of Navis Wealth Partners Llc × 75% – 100% of Navis Wealth Management Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Rrp Partners Llc: 25% – 50% of Navis Wealth Partners Llc × 75% – 100% of Navis Wealth Management Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Lockard & Wechsler Llc 401(k) Profit Sharing Plan | Lockard & Wechsler Llc | 103 | $11.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $328M (36% of AUM) Jun 2026
- Pershing $61.2M (11% of AUM) Nov 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗