AUMdb

Kristen E. Coombs Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 311243 · SEC file 801-119770 · State College, PA · www.linkedin.com
☆ Save with Pro ADV data as of May 13, 2026
Regulatory AUM
$268M
Discretionary
$240M
Clients
283
Avg AUM / client
$948K
Accounts
639
Employees
5

AUM over time

$134M $268M
Oct 2020 May 2026

Annual snapshots from Form ADV filings · as of May 13, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 204 $46.1M 17.2%
High net worth individuals 62 $176M 65.6%
Pension and profit sharing plans 15 $44.5M 16.6%
Charitable organizations 2 $1.9M 0.69%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kristen Elizabeth Coombs Owner CFP Oct 2020 (6y) 75% or more
Lauren Gail Gretchen Chief Compliance Officer Oct 2021 (5y) Less than 5%
Blair Scott Hefkin Registered representative CFP Mar 2021 (5y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/13/2026 974 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.

View current Form ADV (SEC/IAPD) ↗