Dovetail Financial Group Llc
- Regulatory AUM
- $299M
- Discretionary
- $295M
- Clients
- 342
- Avg AUM / client
- $874K
- Accounts
- 891
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 300 | $161M | 53.9% |
| High net worth individuals | 41 | $138M | 46.1% |
| Corporations and other businesses | 1 | $24.4K | 0.01% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dowdy, Guy, William | Chief Compliance Officer | Aug 2020 (6y) | Less than 5% | |
| Marino, Jocelyne, A | Co Owner | Aug 2020 (6y) | ≈ 37.5% – 75% via The Marino Group, Inc. | |
| Ross Louis Marino | Co Owner | CFP | Aug 2020 (6y) | ≈ 37.5% – 75% via The Marino Group, Inc. |
| Michael Dennis Giblin | Registered representative | CFP | Feb 2021 (6y) | |
| Jeffrey Kenneth Kirkpatrick | Registered representative | Nov 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Marino Group, Inc. | Privately Owned Company | Aug 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Marino, Jocelyne, A: 50% – 75% of The Marino Group, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Ross Louis Marino: 50% – 75% of The Marino Group, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Raymond James $198M (66% of AUM) Jun 2026
- Charles Schwab & Co. $82.5M (28% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗