The Wealth Group, Ltd
- Regulatory AUM
- $711M
- Discretionary
- $707M
- Clients
- 591
- Avg AUM / client
- $1.2M
- Accounts
- 2,486
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jan 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 314 | $162M | 22.7% |
| High net worth individuals | 277 | $549M | 77.3% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adam Frank Colby | Cfo / Chief Compliance Officer | Jan 2021 (6y) | 5% – 10% | |
| Austin Brant Colby | Owner / Financial Planner | CFP | Jan 2021 (6y) | 75% or more |
| Daniel Marcus Johnson | Owner | CFP | Jan 2021 (6y) | Less than 5% |
| Michael Karl Earl | Director Of Wealth | CFP | Jan 2021 (6y) | 5% – 10% |
| Merritt, Karie, Renee | Director Of Client Services | Jul 2022 (4y) | Less than 5% | |
| Paige Catherine Heltemes | Registered representative | Jan 2021 (6y) | ||
| Paul Matthew Bennett | Registered representative | CFP | Jan 2021 (6y) | |
| Jaron Conrad Kissner | Registered representative | Apr 2022 (4y) | ||
| Jamy Christopher Antoine | Registered representative | CFP | Jun 2024 (2y) | |
| Dean David Goodwin | Registered representative | Jan 2026 (1y) | ||
| Benjamin James Thorson | Registered representative | Jan 2026 (1y) | ||
| Jacob Alexander Ferrin | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/14/2026 | 944 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Raymond James $677M (95% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 14, 2026.
View current Form ADV (SEC/IAPD) ↗