N
N
Wealth Manager · Small ($100M–$1B)
CRD 311415
·
☆ Save with Pro
ADV data as of Jan 08, 2026
- Regulatory AUM
- $514M
- Discretionary
- $473M
- Clients
- 924
- Avg AUM / client
- $556K
- Accounts
- 2,062
- Employees
- 7
AUM over time
$0
$514M
Nov 11, 2020
Jan 8, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 704 | $115M | 22.3% |
| High net worth individuals | 187 | $366M | 71.2% |
| Charitable organizations | 17 | $9.1M | 1.77% |
| Corporations and other businesses | 16 | $24.6M | 4.78% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $493M (96% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 08, 2026.