The August Group Capital Limited
- Regulatory AUM
- $740M
- Discretionary
- $679M
- Clients
- 56
- Avg AUM / client
- $13.2M
- Accounts
- 407
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $0 | — |
| High net worth individuals | 34 | $193M | 26.1% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 0 | $0 | — |
| Charitable organizations | 1 | $19.1M | 2.59% |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 21 | $528M | 71.3% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Saputo, Lino, Anthony | Owner | Nov 2008 (18y) | ≈ 6.25% – 28.13% via Quadriam Investments Inc. | |
| Violo, Amelia | Owner | Nov 2008 (18y) | ≈ 6.25% – 28.13% via Quadriam Investments Inc. | |
| Matthew Woeller John Shannon | Trustee | CFA | May 2020 (6y) | ≈ 0.63% – 6.25% via Shannon Family Trust |
| Patrick Olivier Guest | Chief Investment Officer And Co Ceo | CFA | Dec 2020 (6y) | Less than 5% |
| Hill, Brandon, Douglas | Co Ceo And Coo | Oct 2021 (5y) | Less than 5% | |
| Shody, Sarah | Chief Compliance Officer | Dec 2024 (2y) | Less than 5% | |
| Daniel Morris | Registered representative | CFA | Dec 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The August Group Limited | Owner | May 2020 | A | 50% – 75% |
| 9436 4072 Quebec Inc. | Owner | Mar 2021 | A | 10% – 25% |
| Quadriam Investments Inc. | Owner | May 2020 | B | ≈ 25% – 56.25% via The August Group Limited |
| Shannon Family Trust | Owner | Feb 2021 | B | ≈ 2.5% – 12.5% via 9436 4072 Quebec Inc. |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Saputo, Lino, Anthony: 25% – 50% of Quadriam Investments Inc. × 50% – 75% of The August Group Limited × 50% – 75% direct ≈ 6.25% – 28.13% of the firm
- Violo, Amelia: 25% – 50% of Quadriam Investments Inc. × 50% – 75% of The August Group Limited × 50% – 75% direct ≈ 6.25% – 28.13% of the firm
- Matthew Woeller John Shannon: 25% – 50% of Shannon Family Trust × 25% – 50% of 9436 4072 Quebec Inc. × 10% – 25% direct ≈ 0.63% – 6.25% of the firm
- Quadriam Investments Inc.: 50% – 75% of The August Group Limited × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Shannon Family Trust: 25% – 50% of 9436 4072 Quebec Inc. × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PERCENTAGE OF NET WORTH
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- RBC $109M (15% of AUM) Jul 2026
- National Bank Independent Network $88.5M (12% of AUM) Jul 2026
- Merrill Lynch $77.4M (15% of AUM) Dec 2024
- Bmo Investor Line $50.5M (12% of AUM) May 2023
- Cibc Mellon Trust Company $34.3M (8% of AUM) May 2023
- Morgan Stanley $4.6M (10% of AUM) Sep 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗