AUMdb

Rps Advisory Solutions, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 311575 · SEC file 801-119926 · Louisville, KY · www.instagram.com
☆ Save with Pro ADV data as of Jul 15, 2026
Regulatory AUM
$467M
Discretionary
$467M
Clients
1,212
Avg AUM / client
$385K
Accounts
2,812
Employees
10

AUM over time

$0 $467M
Nov 2020 Jul 2026

Annual snapshots from Form ADV filings · as of Jul 15, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1,136 $303M 64.9%
High net worth individuals 74 $163M 34.8%
Charitable organizations 2 $1.1M 0.24%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Pioneer Farm Equipment Co.401 K Profit Sharing Plan Pioneer Farm Equipment Co. 2024
Dvf Studio 401(k) Plan Dvf Studio, Llc 2024

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Michael Jerome Ellison Ceo/President Dec 2019 (7y) 75% or more
Bryce Howard Lanham Principal Nov 2023 (3y) Less than 5%
Goforth, Sonia, Ann Chief Compliance Officer Jan 2024 (3y) Less than 5%
Peter James Gaughan Registered representative May 2022 (4y)
Noah Ross Ellison Registered representative CFP Jul 2022 (4y)
Kamal Kabra Registered representative Aug 2023 (3y)
Lawrence Wells Carter Registered representative Jan 2024 (3y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
Pioneer Farm Equipment Co.401 K Profit Sharing Plan Pioneer Farm Equipment Co. 29 $7.0M 01/01/2024
Dvf Studio 401(k) Plan Dvf Studio, Llc 22 $6.7M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/15/2026 967 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.

View current Form ADV (SEC/IAPD) ↗