Rinaldi Wealth Management, Inc.
- Regulatory AUM
- $243M
- Discretionary
- $243M
- Clients
- 363
- Avg AUM / client
- $670K
- Accounts
- 841
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Feb 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 232 | $72.1M | 29.6% |
| High net worth individuals | 131 | $171M | 70.4% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dustin Carl Rinaldi | Chief Compliance Officer/Investment Advisor Representative | CFP | Jan 2017 (10y) | 75% or more |
| Anna Butterfield Khemkhajon | Registered representative | Oct 2024 (2y) | ||
| Patrick James O'grady | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/22/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $241M (99% of AUM) Feb 2026
- Protective Life Insurance Company $2.3M (1% of AUM) Feb 2026
- Sei Investmentmanagement Corporation $400K (0% of AUM) Oct 2023
- American Funds/Cb&T $100K (0% of AUM) Oct 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 22, 2026.
View current Form ADV (SEC/IAPD) ↗