Atx Financial Planning, Llc
- Regulatory AUM
- $174M
- Discretionary
- $174M
- Clients
- 211
- Avg AUM / client
- $826K
- Accounts
- 490
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 150 | $46.6M | 26.7% |
| High net worth individuals | 57 | $120M | 68.9% |
| Pension and profit sharing plans | 1 | $6.3M | 3.63% |
| Charitable organizations | 1 | $1.2M | 0.7% |
| Corporations and other businesses | 1 | $63 | 0.0% |
| Other | 1 | $93.9K | 0.05% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Raymond Michael Massey | Chief Compliance Officer | Oct 2020 (6y) | Less than 5% | |
| Dallan Chris Maas | Registered representative | Jun 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Atx2020 Business Trust Ua Dated 10 15 2020 | Owner | Oct 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • SUBSCRIPTION FEES - ONGOING FINANCIAL PLANNING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $173M (99% of AUM) Mar 2026
- Fidelity Investments $119K (0% of AUM) Sep 2024
- Merrill Lynch $22.0K (0% of AUM) Sep 2024
- Voya Financial $11.3K (0% of AUM) Sep 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗