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Investment Adviser · Small ($100M–$1B)
CRD 311678
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ADV data as of Jun 27, 2025
- Regulatory AUM
- $520M
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 1
- Employees
- 10
AUM over time
$368M
$552M
Apr 6, 2021
Jun 27, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | Fewer than 5 | $520M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • COMPENSATED BASED ON COSTS INCURRED PLUS MARGIN
Services
- • Other services
Custody
Reported custodians
- Wells Fargo $102M (27% of AUM) Aug 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 27, 2025.