Argent Wealth, Llc
- Regulatory AUM
- $487M
- Discretionary
- $487M
- Clients
- 470
- Avg AUM / client
- $1.0M
- Accounts
- 844
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 311 | $73.1M | 15.0% |
| High net worth individuals | 139 | $384M | 78.8% |
| Charitable organizations | 7 | $11.1M | 2.27% |
| Corporations and other businesses | 13 | $18.9M | 3.88% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Argent Wealth Pep Plan Professionals, Llc | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brock, Carol, Hasson | Chief Compliance Officer & Chief Operating Officer | Dec 2020 (6y) | Less than 5% | |
| Martin E Palomo | Chief Executive Officer | Jan 2021 (6y) | Less than 5% | |
| Matthew Reid Davis | Chief Investment Officer | Jan 2021 (6y) | Less than 5% | |
| Erik John Olson | Registered representative | Jun 2023 (3y) | ||
| Cristopher Mckay Dockery | Registered representative | Jan 2024 (3y) | ||
| Wilson Keith Nichols | Registered representative | Mar 2024 (2y) | ||
| John Thurman Everett | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Argent Financial Group, Inc. | Holding Company | Mar 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Argent Wealth Pep | Plan Professionals, Llc | 1,752 | $52.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $272M (56% of AUM) Mar 2026
- Vanguard Marketing Corporation $84.6M (63% of AUM) Mar 2022
- Transamerica Capital, Inc. $30.5M (23% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗