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Institutional / Pension Advisor · Boutique (under $100M)
CRD 311802
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ADV data as of May 08, 2026
- Regulatory AUM
- $5.7M
- Discretionary
- $0
- Clients
- 3
- Avg AUM / client
- $1.9M
- Accounts
- 5
- Employees
- 3
AUM over time
$5.7M
$867M
Nov 2020
May 2026
Annual snapshots from Form ADV filings · as of May 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2 | $894K | 15.6% |
| Pension and profit sharing plans | 1 | $4.8M | 84.4% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $212M (24% of AUM) Apr 2025
- Bmo Harris Bank N.A. $116M (15% of AUM) Mar 2021
- BNY Mellon $76.7M (9% of AUM) Apr 2025
- Charles Schwab & Co. $68.1M (8% of AUM) Apr 2025
- Reliance Trust Company $66.9M (9% of AUM) Sep 2022
- First Hawaiian Bank $18.8M (24% of AUM) Nov 2025
- Central Pacific Bank $4.8M (84% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 08, 2026.