Mission Financial Group, Llc
- Regulatory AUM
- $311M
- Discretionary
- $267M
- Clients
- 376
- Avg AUM / client
- $827K
- Accounts
- 1,068
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 286 | $122M | 39.1% |
| High net worth individuals | 60 | $135M | 43.4% |
| Pension and profit sharing plans | 24 | $44.1M | 14.2% |
| Charitable organizations | Fewer than 5 clients | $2.6M | 0.84% |
| Corporations and other businesses | 6 | $7.6M | 2.44% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| H.I.S. 401(k) H.I.S. International Tours (Ny) Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Clifton M Yasutomi | Co Founder & Chief Compliance Officer | Dec 2020 (6y) | 25% – 50% | |
| Nicholas Paul Abbott | Co Founder | Dec 2020 (6y) | 50% – 75% | |
| Michael J Cook | Registered representative | Mar 2024 (2y) | ||
| Sean Kai Ohashi | Registered representative | Sep 2024 (2y) | ||
| Elliott B Montgomery | Registered representative | Feb 2025 (1y) | ||
| Dustin Robert Insley | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| H.I.S. 401(k) | H.I.S. International Tours (Ny) Inc. | 155 | $12.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 995 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $256M (82% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗