Confluence Wealth Services, Inc.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 311980
· SEC file 801-120711
· Mcmurray, PA
· www.confluencefp.com
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ADV data as of Jun 10, 2026
- Regulatory AUM
- $6.8B
- Discretionary
- $6.5B
- Clients
- 4,879
- Avg AUM / client
- $1.4M
- Accounts
- 15,388
- Employees
- 70
AUM over time
$2.2B
$6.8B
Aug 2021
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 10, 2026
Investments (13F portfolio — 365 positions, $2,579,261,214)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Capital Group Divid Value Etf Shs Creation Unit | SHS CREATION UNI | $257,107,638 | 6,043,904 | 9.97% | 3.76% |
| 2 | Vanguard Dividend Appreciation Etf | DIV APP ETF | $175,692,341 | 816,946 | 6.81% | 2.57% |
| 3 | Ishares Tr Rus 1000 Grw Etf | RUS 1000 GRW ETF | $135,477,868 | 317,725 | 5.25% | 1.98% |
| 4 | Jpmorgan Equity Premium Income Etf | EQUITY PREMIUM | $133,553,363 | 2,356,270 | 5.18% | 1.95% |
| 5 | Vanguard International High Dividend Yield Etf | INTL HIGH ETF | $127,900,611 | 1,357,180 | 4.96% | 1.87% |
| 6 | Dimensional International Value Etf | INTERNATNAL VAL | $93,927,929 | 1,779,613 | 3.64% | 1.37% |
| 7 | Jpmorgan Core Plus Bond Etf | CORE PLUS BD ETF | $86,167,976 | 1,830,246 | 3.34% | 1.26% |
| 8 | Pimco Multisector Bond Active Exchange Traded Fund | MULTISECTOR BD | $78,214,029 | 2,985,269 | 3.03% | 1.14% |
| 9 | Dimensional U.S. Small Cap Etf | US SMALL CAP ETF | $74,245,391 | 1,043,799 | 2.88% | 1.09% |
| 10 | Capital Group Divid Growers Etf | SHS ETF | $73,842,409 | 2,056,892 | 2.86% | 1.08% |
| 11 | Ishares Tr Core Div Grwth | CORE DIV GRWTH | $73,741,591 | 1,050,750 | 2.86% | 1.08% |
| 12 | Ishares Tr Msci Eafe Etf | MSCI EAFE ETF | $61,989,254 | 638,210 | 2.4% | 0.91% |
| 13 | Dimensional World Ex U.S. Core Equity 2 Etf | WORLD EX US CORE | $59,923,098 | 1,764,001 | 2.32% | 0.88% |
| 14 | Capital Group Intl Focus Shs Creation Unit | SHS CREATION UNI | $58,147,528 | 1,971,772 | 2.25% | 0.85% |
| 15 | Capital Group Growth Etf Shs Creation Unit | SHS CREATION UNI | $46,742,974 | 1,163,050 | 1.81% | 0.68% |
| 16 | Apple Incorporated | COM | $42,336,754 | 166,819 | 1.64% | 0.62% |
| 17 | Capital Group Fixed Income Etf | CORE PLUS INCM | $37,345,381 | 1,671,683 | 1.45% | 0.55% |
| 18 | Exxon Mobil Corporation | COM | $31,281,486 | 184,378 | 1.21% | 0.46% |
| 19 | Capital Group Fxd Income Etf Mun Income Etf | MUNICIPAL INCOME | $30,360,636 | 1,118,256 | 1.18% | 0.44% |
| 20 | Dimensional U.S. Targeted Value Etf | US TARGETED VLU | $28,540,996 | 457,022 | 1.11% | 0.42% |
| 21 | Mfs Active Core Plus Bond Etf | CORE PLUS BD ETF | $27,945,646 | 1,122,766 | 1.08% | 0.41% |
| 22 | Vanguard Wellington U S Active Value Etf | WELLINGTON U S | $26,977,268 | 433,161 | 1.05% | 0.39% |
| 23 | Jpmorgan Income Etf | INCOME ETF | $25,607,861 | 555,847 | 0.99% | 0.37% |
| 24 | Microsoft Corporation | COM | $23,784,622 | 64,254 | 0.92% | 0.35% |
| 25 | Nvidia Corporation | COM | $20,682,154 | 118,591 | 0.8% | 0.3% |
Top 25 of 365 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,158 | $1.2B | 17.0% |
| High net worth individuals | 1,540 | $5.1B | 75.1% |
| Investment companies | 1 | $441K | 0.01% |
| Pension and profit sharing plans | 63 | $188M | 2.75% |
| Charitable organizations | 71 | $178M | 2.6% |
| State or municipal government entities | 2 | $18.2M | 0.27% |
| Corporations and other businesses | 38 | $120M | 1.76% |
| Other | 6 | $39.6M | 0.58% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Basic Systems Inc 401(k) Profit Sharing Plan & Trust Basic Systems Inc | 2024 | |
| Franjo Construction Retirement Plan Franjo Construction Corporation | 2024 | |
| Rusmur Floors Inc 401(k) Profit Sharing Plan & Trust Rusmur Floors Inc | 2024 | |
| Keystone Anesthesia Consultants Ltd Profit Sharing Plan Keystone Anesthesia Consultants Ltd | 2024 |
People (44)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Joseph Weimer | Chief Executive Officer And Chair | Nov 2013 (13y) | ≈ 37.5% – 75% via Confluence Financial Partners | |
| Wilding, James, Austin | Vice Chair | Nov 2013 (13y) | ≈ 18.75% – 50% via Confluence Financial Partners | |
| Kathleen Ann Thornhill | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Brandon Christopher Corlett | Registered representative | Jul 2021 (5y) | ||
| Charles Kolias | Registered representative | Jul 2021 (5y) | ||
| Charles Thomas Ziants | Registered representative | CFP | Jul 2021 (5y) | |
| Gregory Joseph Weimer | Registered representative | CFP | Jul 2021 (5y) | |
| Jackson Arthur Elizondo | Registered representative | CFP | Jul 2021 (5y) | |
| Jonathan Harper Jordan | Registered representative | Jul 2021 (5y) | ||
| Joseph Anthony Tabaka | Registered representative | CFP | Jul 2021 (5y) | |
| Katherine Mary Montagazzi | Registered representative | CFP | Jul 2021 (5y) | |
| Loren Paul Fiffik | Registered representative | CFP | Jul 2021 (5y) | |
| Morgan Christopher Lee | Registered representative | CFP | Jul 2021 (5y) | |
| Nathan Ryan Garcia | Registered representative | CFP | Jul 2021 (5y) | |
| Neil Patrick Rongaus | Registered representative | CFP | Jul 2021 (5y) | |
| Nicklaus Anthony Proud | Registered representative | Jul 2021 (5y) | ||
| Randall Jack Holcombe | Registered representative | CFP | Jul 2021 (5y) | |
| Zachery Steven Saunders | Registered representative | CFP | Jul 2021 (5y) | |
| Kurt Edward Kimmich | Registered representative | Jul 2021 (5y) | ||
| Brian William Ripley | Registered representative | Aug 2021 (5y) | ||
| Melissa Alice Pirosko | Registered representative | CFP | Dec 2021 (5y) | |
| William Richard Winkeler | Registered representative | CFP CFA | Feb 2022 (4y) | |
| Scott Michael Rogowicz | Registered representative | Jun 2022 (4y) | ||
| Sophia Cosette Kann | Registered representative | CFP | Oct 2023 (3y) | |
| Corey Eric Taylor | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Michael Thomas Touscany | Registered representative | CFP | Mar 2024 (2y) | |
| Paul Leonard Frey | Registered representative | CFP | Mar 2024 (2y) | |
| George M Epitropoulos | Registered representative | CFP | Jun 2024 (2y) | |
| Charles Robert Zuzak | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Matthew J Kimmich | Registered representative | CFP | Aug 2024 (2y) | |
| David Oliver Cashdollar | Registered representative | CFP | Aug 2024 (2y) | |
| Eric William Montgomery | Registered representative | CFP | Aug 2024 (2y) | |
| Barbara Louise Battin | Registered representative | Aug 2024 (2y) | ||
| Steven R Hykes | Registered representative | Aug 2024 (2y) | ||
| Timothy David Cashdollar | Registered representative | Aug 2024 (2y) | ||
| Stephanie G Bogden | Registered representative | Nov 2024 (2y) | ||
| Jared Nicholson | Registered representative | Apr 2025 (1y) | ||
| Richard Jerome Wingertsahn | Registered representative | Jul 2025 (1y) | ||
| Dylen Joseph Roberts | Registered representative | Aug 2025 (1y) | ||
| David Anthony Graver | Registered representative | Oct 2025 (1y) | ||
| Brandon Beck | Registered representative | Dec 2025 (1y) | ||
| Brody Mull | Registered representative | Jan 2026 (1y) | ||
| Jacob Stotsky | Registered representative | Feb 2026 (0y) | ||
| Thomas James Fitzsimmons | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Confluence Financial Partners | Managing Member/Shareholder | Oct 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gregory Joseph Weimer: 50% – 75% of Confluence Financial Partners × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Wilding, James, Austin: 25% – 50% of Confluence Financial Partners × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Basic Systems Inc 401(k) Profit Sharing Plan & Trust | Basic Systems Inc | 67 | $15.1M | 01/01/2024 |
| Franjo Construction Retirement Plan | Franjo Construction Corporation | 144 | $10.4M | 01/01/2024 |
| Rusmur Floors Inc 401(k) Profit Sharing Plan & Trust | Rusmur Floors Inc | 144 | $14.4M | 01/01/2024 |
| Keystone Anesthesia Consultants Ltd Profit Sharing Plan | Keystone Anesthesia Consultants Ltd | 86 | $32.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $6.1B (89% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗